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RFC Number : 3332 Title : Signaling System 7 (SS7) Message Transfer Part 3 (MTP3) - User Adaptation Layer (M3UA). Network Working Group G. Sidebottom Request for Comments: 3332 Signatus Technologies Category: Standards Track K. Morneault Cisco J. Pastor-Balbas Ericsson Editors September 2002 Signaling System 7 (SS7) Message Transfer Part 3 (MTP3) - User Adaptation Layer (M3UA) Status of this Memo This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the 'Internet Official Protocol Standards' (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited. Copyright Notice Copyright (C) The Internet Society (2002). All Rights Reserved. Abstract This memo defines a protocol for supporting the transport of any SS7 MTP3-User signalling (e.g., ISUP and SCCP messages) over IP using the services of the Stream Control Transmission Protocol. Also, provision is made for protocol elements that enable a seamless operation of the MTP3-User peers in the SS7 and IP domains. This protocol would be used between a Signalling Gateway (SG) and a Media Gateway Controller (MGC) or IP-resident Database, or between two IP-based applications. It is assumed that the SG receives SS7 signalling over a standard SS7 interface using the SS7 Message Transfer Part (MTP) to provide transport. Table of Contents 1. Introduction..................................................3 1.1 Scope.........................................................3 1.2 Terminology...................................................4 1.3 M3UA Overview.................................................6 1.4 Functional Areas.............................................10 1.5 Sample Configurations........................................18 1.6 Definition of M3UA Boundaries................................21 2. Conventions..................................................25 Sidebottom, et. al. Standards Track [Page 1]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 3. M3UA Protocol Elements.......................................25 3.1 Common Message Header........................................26 3.2 Variable Length Parameter....................................29 3.3 Transfer Messages............................................31 3.4 SS7 Signalling Network Management (SSNM) Messages............35 3.5 ASP State Maintenance (ASPSM) Messages.......................45 3.6 Routing Key Management (RKM) Messages........................48 3.7 ASP Traffic Maintenance (ASPTM) Messages.....................59 3.8 Management (MGMT) Messages...................................63 4. Procedures...................................................69 4.1 Procedures to Support the M3UA-User .........................69 4.2 Procedures to Support the Management of SCTP Associations ...70 4.3 AS and ASP State Maintenance.................................72 4.4 Routing Key Management Procedures............................87 4.5 Procedures to Support the Availability or Congestion Status of SS7 Destination...........................................89 4.6 MTP3 Restart.................................................92 5. Examples of M3UA Procedures..................................93 5.1 Establishment of Association and Traffic Between SGs and ASPs.........................................93 5.2 ASP traffic Failover Examples................................99 5.3 Normal Withdrawal of an ASP from an Application Server and Teardown of an Association..............................100 5.4 M3UA/MTP3-User Boundary Examples............................101 5.5 Examples of IPSP communication..............................105 6. Security Considerations.....................................108 6.1 Introduction................................................108 6.2 Threats.....................................................108 6.3 Protecting Confidentiality..................................108 7. IANA Considerations.........................................109 7.1 SCTP Payload Protocol Identifier............................109 7.2 M3UA Port Number............................................109 7.3 M3UA Protocol Extensions....................................109 8. References...................................................111 8.1 Normative References........................................111 8.2 Informative References......................................111 9. Acknowledgements.............................................113 10. Document Contributors.......................................113 Appendix A......................................................114 A.1 Signalling Network Architecture.............................114 A.2 Redundancy Models...........................................117 Editors' Addresses..............................................119 Full Copyright Statement........................................120 Sidebottom, et. al. Standards Track [Page 2]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1. Introduction This memo defines a protocol for supporting the transport of any SS7 MTP3-User signalling (e.g., ISUP and SCCP messages) over IP using the services of the Stream Control Transmission Protocol [17]. Also, provision is made for protocol elements that enable a seamless operation of the MTP3-User peers in the SS7 and IP domains. This protocol would be used between a Signalling Gateway (SG) and a Media Gaway Controller (MGC) or IP-resident Database [11], or between two IP-based applications. 1.1 Scope There is a need for Switched Circuit Network (SCN) signalling protocol delivery from an SS7 Signalling Gateway (SG) to a Media Gateway Controller (MGC) or IP-resident Database as described in the Framework Architecture for Signalling Transport [11]. The delivery mechanism should meet the following criteria: * Support for the transfer of all SS7 MTP3-User Part messages (e.g., ISUP [1,2,3], SCCP [4,5,6], TUP [12], etc.) * Support for the seamless operation of MTP3-User protocol peers * Support for the management of SCTP transport associations and traffic between an SG and one or more MGCs or IP-resident Databases * Support for MGC or IP-resident Database process failover and load sharing * Support for the asynchronous reporting of status changes to management In simplistic transport terms, the SG will terminate SS7 MTP2 and MTP3 protocol layers [7,8,9] and deliver ISUP, SCCP and/or any other MTP3-User protocol messages, as well as certain MTP network management events, over SCTP transport associations to MTP3-User peers in MGCs or IP-resident Databases. Sidebottom, et. al. Standards Track [Page 3]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.2 Terminology Application Server (AS) - A logical entity serving a specific Routing Key. An example of an Application Server is a virtual switch element handling all call processing for a unique range of PSTN trunks, identified by an SS7 SIO/DPC/OPC/CIC_range. Another example is a virtual database element, handling all HLR transactions for a particular SS7 DPC/OPC/SCCP_SSN combination. The AS contains a set of one or more unique Application Server Processes, of which one or more is normally actively processing traffic. Note that there is a 1:1 relationship between an AS and a Routing Key. Application Server Process (ASP) - A process instance of an Application Server. An Application Server Process serves as an active or backup process of an Application Server (e.g., part of a distributed virtual switch or database). Examples of ASPs are processes (or process instances) of MGCs, IP SCPs or IP HLRs. An ASP contains an SCTP endpoint and may be configured to process signalling traffic within more than one Application Server. Association - An association refers to an SCTP association. The association provides the transport for the delivery of MTP3-User protocol data units and M3UA adaptation layer peer messages. IP Server Process (IPSP) - A process instance of an IP-based application. An IPSP is essentially the same as an ASP, except that it uses M3UA in a point-to-point fashion. Conceptually, an IPSP does not use the services of a Signalling Gateway node. Failover - The capability to reroute signalling traffic as required to an alternate Application Server Process, or group of ASPs, within an Application Server in the event of failure or unavailability of a currently used Application Server Process. Failover also applies upon the return to service of a previously unavailable Application Server Process. Host - The computing platform that the process (SGP, ASP or IPSP) is running on. Layer Management - Layer Management is a nodal function that handles the inputs and outputs between the M3UA layer and a local management entity. Sidebottom, et. al. Standards Track [Page 4]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Linkset - A number of signalling links that directly interconnect two signalling points, which are used as a module. MTP - The Message Transfer Part of the SS7 protocol. MTP3 - MTP Level 3, the signalling network layer of SS7 MTP3-User - Any protocol normally using the services of the SS7 MTP3 (e.g., ISUP, SCCP, TUP, etc.). Network Appearance - The Network Appearance is a M3UA local reference shared by SG and AS (typically an integer) that together with an Signaling Point Code uniquely identifies an SS7 node by indicating the specific SS7 network it belongs to. It can be used to distinguish between signalling traffic associated with different networks being sent between the SG and the ASP over a common SCTP association. An example scenario is where an SG appears as an element in multiple separate national SS7 networks and the same Signaling Point Code value may be reused in different networks. Network Byte Order: Most significant byte first, a.k.a Big Endian. Routing Key: A Routing Key describes a set of SS7 parameters and parameter values that uniquely define the range of signalling traffic to be handled by a particular Application Server. Parameters within the Routing Key cannot extend across more than a single Signalling Point Management Cluster. Routing Context - A value that uniquely identifies a Routing Key. Routing Context values are either configured using a configuration management interface, or by using the routing key management procedures defined in this document. Signalling Gateway Process (SGP) - A process instance of a Signalling Gateway. It serves as an active, backup, load-sharing or broadcast process of a Signalling Gateway. Signalling Gateway - An SG is a signaling agent that receives/sends SCN native signaling at the edge of the IP network [11]. An SG appears to the SS7 network as an SS7 Signalling Point. An SG contains a set of one or more unique Signalling Gateway Processes, of which one or more is normally actively processing traffic. Where an SG contains more than one SGP, the SG is a logical entity and the contained SGPs are assumed to be coordinated into a single management view to the SS7 network and to the supported Application Servers. Sidebottom, et. al. Standards Track [Page 5]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Signalling Process - A process instance that uses M3UA to communicate with other signalling processes. An ASP, an SGP and an IPSP are all signalling processes. Signalling Point Management Cluster (SPMC) - The complete set of Application Servers represented to the SS7 network under a single MTP entity (Signalling Point) in one specific Network Appearance. SPMCs are used to aggregate the availability, congestion, and user part status of an MTP entity (Signalling Point) that is distributed in the IP domain, for the purpose of supporting MTP3 management procedures towards the SS7 network. In some cases, the SG itself may also be a member of the SPMC. In this case, the SG availability /congestion /User_Part status should also be taken into account when considering any supporting MTP3 management actions. Stream - A stream refers to an SCTP stream; a unidirectional logical channel established from one SCTP endpoint to another associated SCTP endpoint, within which all user messages are delivered in-sequence except for those submitted to the unordered delivery service. 1.3 M3UA Overview 1.3.1 Protocol Architecture The framework architecture that has been defined for SCN signalling transport over IP [11] uses multiple components, including a common signalling transport protocol and an adaptation module to support the services expected by a particular SCN signalling protocol from its underlying protocol layer. Within the framework architecture, this document defines an MTP3-User adaptation module suitable for supporting the transfer of messages of any protocol layer that is identified to the MTP Level 3 as an MTP User. The list of these protocol layers includes, but is not limited to, ISDN User Part (ISUP) [1,2,3], Signalling Connection Control Part (SCCP) [4,5,6] and Telephone User Part (TUP) [12]. TCAP [13,14,15] or RANAP [16] messages are transferred transparently by the M3UA protocol as SCCP payload, as they are SCCP-User protocols. It is recommended that M3UA use the services of the Stream Control Transmission Protocol (SCTP) [17] as the underlying reliable common signalling transport protocol. This is to take advantage of various SCTP features such as: Sidebottom, et. al. Standards Track [Page 6]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 - Explicit packet-oriented delivery (not stream-oriented), - Sequenced delivery of user messages within multiple streams, with an option for order-of-arrival delivery of individual user messages, - Optional multiplexing of user messages into SCTP datagrams, - Network-level fault tolerance through support of multi-homing at either or both ends of an association, - Resistance to flooding and masquerade attacks, and - Data segmentation to conform to discovered path MTU size. Under certain scenarios, such as back-to-back connections without redundancy requirements, the SCTP functions above might not be a requirement and TCP MAY be used as the underlying common transport protocol. 1.3.2 Services Provided by the M3UA Layer The M3UA Layer at an ASP or IPSP provides the equivalent set of primitives at its upper layer to the MTP3-Users as provided by the MTP Level 3 to its local MTP3-Users at an SS7 SEP. In this way, the ISUP and/or SCCP layer at an ASP or IPSP is unaware that the expected MTP3 services are offered remotely from an MTP3 Layer at an SGP, and not by a local MTP3 layer. The MTP3 layer at an SGP may also be unaware that its local users are actually remote user parts over M3UA. In effect, the M3UA extends access to the MTP3 layer services to a remote IP-based application. The M3UA layer does not itself provide the MTP3 services. However, in the case where an ASP is connected to more than one SG, the M3UA layer at an ASP should maintain the status of configured SS7 destinations and route messages according to the availability and congestion status of the routes to these destinations via each SG. The M3UA layer may also be used for point-to-point signalling between two IP Server Processes (IPSPs). In this case, the M3UA layer provides the same set of primitives and services at its upper layer as the MTP3. However, in this case the expected MTP3 services are not offered remotely from an SGP. The MTP3 services are provided but the procedures to support these services are a subset of the MTP3 procedures due to the simplified point-to-point nature of the IPSP to IPSP relationship. Sidebottom, et. al. Standards Track [Page 7]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.3.2.1 Support for the Transport of MTP3-User Messages The M3UA layer provides the transport of MTP-TRANSFER primitives across an established SCTP association between an SGP and an ASP or between IPSPs. At an ASP, in the case where a destination is reachable via multiple SGPs, the M3UA layer must also choose via which SGP the message is to be routed or support load balancing across the SGPs, minimizing missequencing. The M3UA layer does not impose a 272-octet signalling information field (SIF) length limit as specified by the SS7 MTP Level 2 protocol [7,8,9]. Larger information blocks can be accommodated directly by M3UA/SCTP, without the need for an upper layer segmentation/re- assembly procedure as specified in recent SCCP or ISUP versions. However, in the context of an SG, the maximum 272-octet block size must be followed when interworking to a SS7 network that does not support the transfer of larger information blocks to the final destination. This avoids potential ISUP or SCCP fragmentation requirements at the SGPs. The provisioning and configuration of the SS7 network determines the restriction placed on the maximum block size. Some configurations (e.g., Broadband MTP [21]) may permit larger block sizes. 1.3.2.2 Native Management Functions The M3UA layer provides the capability to indicate errors associated with received M3UA messages and to notify, as appropriate, local management and/or the peer M3UA. 1.3.2.3 Interworking with MTP3 Network Management Functions At the SGP, the M3UA layer provides interworking with MTP3 management functions to support seamless operation of the user SCN signalling applications in the SS7 and IP domains. This includes: - Providing an indication to MTP3-Users at an ASP that a destination in the SS7 network is not reachable. - Providing an indication to MTP3-Users at an ASP that a destination in the SS7 network is now reachable. - Providing an indication to MTP3-Users at an ASP that messages to a destination in the SS7 network are experiencing SS7 congestion. Sidebottom, et. al. Standards Track [Page 8]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 - Providing an indication to the M3UA layer at an ASP that the routes to a destination in the SS7 network are restricted. - Providing an indication to MTP3-Users at an ASP that a MTP3-User peer is unavailable. The M3UA layer at an ASP keeps the state of the routes to remote SS7 destinations and may initiate an audit of the availability, the restricted or the congested state of remote SS7 destinations. This information is requested from the M3UA layer at the SGP. The M3UA layer at an ASP may also indicate to the SG that the M3UA layer itself or the ASP or the ASP's Host is congested. 1.3.2.4 Support for the Management of SCTP Associations between the SGP and ASPs. The M3UA layer at the SGP maintains the availability state of all configured remote ASPs, to manage the SCTP Associations and the traffic between the M3UA peers. As well, the active/inactive and congestion state of remote ASPs is maintained. The M3UA layer MAY be instructed by local management to establish an SCTP association to a peer M3UA node. This can be achieved using the M-SCTP_ESTABLISH primitives (See Section 1.6.3 for a description of management primitives.) to request, indicate and confirm the establishment of an SCTP association with a peer M3UA node. In order to avoid redundant SCTP associations between two M3UA peers, one side (client) SHOULD be designated to establish the SCTP association, or M3UA configuration information maintained to detect redundant associations (e.g., via knowledge of the expected local and remote SCTP endpoint addresses). Local management MAY request from the M3UA layer the status of the underlying SCTP associations using the M-SCTP_STATUS request and confirm primitives. Also, the M3UA MAY autonomously inform local management of the reason for the release of an SCTP association, determined either locally within the M3UA layer or by a primitive from the SCTP. Also the M3UA layer MAY inform the local management of the change in status of an ASP or AS. This MAY be achieved using the M-ASP_STATUS request or M-AS_STATUS request primitives. Sidebottom, et. al. Standards Track [Page 9]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.3.2.5 Support for the Management of Connections to Multiple SGPs As shown in Figure 1 an ASP may be connected to multiple SGPs. In such a case a particular SS7 destination may be reachable via more than one SGP and/or SG, i.e., via more than one route. As MTP3 users only maintain status on a destination and not on a route basis, the M3UA layer must maintain the status (availability, restriction, and/or congestion of route to destination) of the individual routes, derive the overall availability or congestion status of the destination from the status of the individual routes, and inform the MTP3 users of this derived status whenever it changes. 1.4 Functional Areas 1.4.1 Signalling Point Code Representation For example, within an SS7 network, a Signalling Gateway might be charged with representing a set of nodes in the IP domain into the SS7 network for routing purposes. The SG itself, as a signalling point in the SS7 network, might also be addressable with an SS7 Point Code for MTP3 Management purposes. The SG Point Code might also be used for addressing any local MTP3-Users at the SG such as a local SCCP layer. An SG may be logically partitioned to operate in multiple SS7 network appearances. In such a case, the SG could be addressable with a Point Code in each network appearance, and represents a set of nodes in the IP domain into each SS7 network. Alias Point Codes [8] may also be used within an SG network appearance. Where an SG contains more than one SGP, the MTP3 routeset, SPMC and remote AS/ASP states of each SGP SHOULD be coordinated across all the SGPs. Rerouting of traffic between the SGPs MAY also be supported. Application Servers can be represented under the same Point Code of the SG, their own individual Point Codes or grouped with other Application Servers for Point Code preservation purposes. A single Point Code may be used to represent the SG and all the Application Servers together, if desired. If an ASP or group of ASPs is available to the SS7 network via more than one SG, each with its own Point Code, the ASP(s) will typically be represented by a Point Code that is separate from any SG Point Code. This allows, for example, these SGs to be viewed from the SS7 network as 'STPs', each having an ongoing 'route' to the same ASP(s). Under failure conditions where the ASP(s) become(s) unavailable from one of the SGs, this approach enables MTP3 route management messaging between the SG and SS7 network, allowing simple SS7 rerouting through Sidebottom, et. al. Standards Track [Page 10]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 an alternate SG without changing the Destination Point Code Address of SS7 traffic to the ASP(s). Where a particular AS can be reached via more than one SGP, the corresponding Routing Keys in the SGPs should be identical. (Note: It is possible for the SGP Routing Key configuration data to be temporarily out-of-sync during configuration updates). +--------+ | | +------------+ SG 1 +--------------+ +-------+ | SS7 links | 'STP' | IP network | ---- | SEP +---+ +--------+ +---/ | or | |* | ASPs | | STP +---+ +--------+ +--- / +-------+ | | | | ---- +------------+ SG 2 +--------------+ | 'STP' | +--------+ Figure 1 Example with mated SGs * Note:. SG-to-SG communication (i.e., 'C-links') is recommended for carrier grade networks, using an MTP3 linkset or an equivalent, to allow rerouting between the SGs in the event of route failures. Where SGPs are used, inter-SGP communication might be used. Inter-SGP protocol is outside of the scope of this document. The following example shows a signalling gateway partitioned into two network appearances. SG +-------+ +---------------+ | SEP +--------------| SS7 Ntwk |M3UA| ---- +-------+ SS7 links | 'A' | | / |__________| +-----------+ ASPs | | | | / +-------+ | SS7 Ntwk | | ---- | SEP +--------------+ 'B' | | +-------+ +---------------+ Figure 2 Example with multiple Network Sidebottom, et. al. Standards Track [Page 11]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.4.2 Routing Contexts and Routing Keys 1.4.2.1 Overview The distribution of SS7 messages between the SGP and the Application Servers is determined by the Routing Keys and their associated Routing Contexts. A Routing Key is essentially a set of SS7 parameters used to filter SS7 messages, whereas the Routing Context parameter is a 4-byte value (integer) that is associated to that Routing Key in a 1:1 relationship. The Routing Context therefore can be viewed as an index into a sending node's Message Distribution Table containing the Routing Key entries. Possible SS7 address/routing information that comprise a Routing Key entry includes, for example, the OPC, DPC, SIO found in the MTP3 routing label, or MTP3-User specific fields (such as the ISUP CIC, SCCP subsystem number). Some example Routing Keys are: the DPC alone, the DPC/OPC combination, the DPC/OPC/CIC combination, or the DPC/SSN combination. The particular information used to define an M3UA Routing Key is application and network dependent, and none of the above examples are mandated. An Application Server Process may be configured to process signalling traffic related to more than one Application Server, over a single SCTP Association. In ASP Active and ASP Inactive management messages, the signalling traffic to be started or stopped is discriminated by the Routing Context parameter. At an ASP, the Routing Context parameter uniquely identifies the range of signalling traffic associated with each Application Server that the ASP is configured to receive. 1.4.2.2 Routing Key Limitations Routing Keys SHOULD be unique in the sense that each received SS7 signalling message SHOULD have a full or partial match to a single routing result. It is not necessary for the parameter range values within a particular Routing Key to be contiguous. For example, an AS could be configured to support call processing for multiple ranges of PSTN trunks that are not represented by contiguous CIC values. 1.4.2.3 Managing Routing Contexts and Routing Keys There are two ways to provision a Routing Key at an SGP. A Routing Key may be configured statically using an implementation dependent management interface, or dynamically using the M3UA Routing Key registration procedure. Sidebottom, et. al. Standards Track [Page 12]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 When using a management interface to configure Routing Keys, the message distribution function within the SGP is not limited to the set of parameters defined in this document. Other implementation dependent distribution algorithms may be used. 1.4.2.4 Message Distribution at the SGP To direct messages received from the SS7 MTP3 network to the appropriate IP destination, the SGP must perform a message distribution function using information from the received MTP3-User message. To support this message distribution, the SGP might, for example, maintain the equivalent of a network address translation table, mapping incoming SS7 message information to an Application Server for a particular application and range of traffic. This could be accomplished by comparing elements of the incoming SS7 message to currently defined Routing Keys in the SGP. These Routing Keys could in turn map directly to an Application Server that is enabled by one or more ASPs. These ASPs provide dynamic status information regarding their availability, traffic handling capability and congestion to the SGP using various management messages defined in the M3UA protocol. The list of ASPs in an AS is assumed to be dynamic, taking into account the availability, traffic handling capability and congestion status of the individual ASPs in the list, as well as configuration changes and possible failover mechanisms. Normally, one or more ASPs are active (i.e., currently processing traffic) in the AS but in certain failure and transition cases it is possible that there may be no active ASP available. Broadcast, loadsharing and backup scenarios are supported. When there is no matching Routing Key entry for an incoming SS7 message, a default treatment MAY be specified. Possible solutions are to provide a default Application Server at the SGP that directs all unallocated traffic to a (set of) default ASP(s), or to drop the message and provide a notification to layer management. The treatment of unallocated traffic is implementation dependent. Sidebottom, et. al. Standards Track [Page 13]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.4.2.5 Message Distribution at the ASP The ASP must choose an SGP to direct a message to the SS7 network. This is accomplished by observing the Destination Point Code (and possibly other elements of the outgoing message such as the SLS value). The ASP must also take into account whether the related Routing Context is active or not (See Section 4.3.4.3). Implementation Note: Where more than one route (or SGP) is possible for routing to the SS7 network, the ASP could, for example, maintain a dynamic table of available SGP routes for the SS7 destinations, taking into account the SS7 destination availability/restricted/congestion status received from the SGP(s), the availability status of the individual SGPs and configuration changes and failover mechanisms. There is, however, no M3UA messaging to manage the status of an SGP (e.g., SGP-Up/Down/Active/Inactive messaging). Whenever an SCTP association to an SGP exists, the SGP is assumed to be ready for the purposes of responding to M3UA ASPSM messages (Refer to Section 3). 1.4.3 SS7 and M3UA Interworking In the case of SS7 and M3UA interworking, the M3UA adaptation layer is designed to provide an extension of the MTP3 defined user primitives. 1.4.3.1 Signalling Gateway SS7 Layers The SG is responsible for terminating MTP Level 3 of the SS7 protocol, and offering an IP-based extension to its users. From an SS7 perspective, it is expected that the Signalling Gateway transmits and receives SS7 Message Signalling Units (MSUs) to and from the PSTN over a standard SS7 network interface, using the SS7 Message Transfer Part (MTP) [7,8,9] to provide reliable transport of the messages. As a standard SS7 network interface, the use of MTP Level 2 signalling links is not the only possibility. ATM-based High Speed Links can also be used with the services of the Signalling ATM Adaptation Layer (SAAL) [18,19]. Note: It is also possible for IP-based interfaces to be present, using the services of the MTP2-User Adaptation Layer (M2UA) [27] or M2PA [28]. Sidebottom, et. al. Standards Track [Page 14]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 These could be terminated at a Signalling Transfer Point (STP) or Signalling End Point (SEP). Using the services of MTP3, the SG could be capable of communicating with remote SS7 SEPs in a quasi- associated fashion, where STPs may be present in the SS7 path between the SEP and the SG. 1.4.3.2 SS7 and M3UA Interworking at the SG The SGP provides a functional interworking of transport functions between the SS7 network and the IP network by also supporting the M3UA adaptation layer. It allows the transfer of MTP3-User signalling messages to and from an IP-based Application Server Process where the peer MTP3-User protocol layer exists. For SS7 user part management, it is required that the MTP3-User protocols at ASPs receive indications of SS7 signalling point availability, SS7 network congestion, and remote User Part unavailability as would be expected in an SS7 SEP node. To accomplish this, the MTP-PAUSE, MTP-RESUME and MTP-STATUS indication primitives received at the MTP3 upper layer interface at the SG need to be propagated to the remote MTP3-User lower layer interface at the ASP. MTP3 management messages (such as TFPs or TFAs received from the SS7 network) MUST NOT be encapsulated as Data message Payload Data and sent either from SG to ASP or from ASP to SG. The SG MUST terminate these messages and generate M3UA messages as appropriate. 1.4.3.3 Application Server A cluster of application servers is responsible for providing the overall support for one or more SS7 upper layers. From an SS7 standpoint, a Signalling Point Management Cluster (SPMC) provides complete support for the upper layer service for a given point code. As an example, an SPMC providing MGC capabilities could provide complete support for ISUP (and any other MTP3 user located at the point code of the SPMC) for a given point code. In the case where an ASP is connected to more than one SGP, the M3UA layer must maintain the status of configured SS7 destinations and route messages according to availability/congestion/restricted status of the routes to these SS7 destinations. 1.4.3.4 IPSP Considerations Since IPSPs use M3UA in a point-to-point fashion, there is no concept of routing of messages beyond the remote end. Therefore, SS7 and M3UA interworking is not necessary for this model. Sidebottom, et. al. Standards Track [Page 15]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.4.4 Redundancy Models 1.4.4.1 Application Server Redundancy All MTP3-User messages (e.g., ISUP, SCCP) which match a provisioned Routing Key at an SGP are mapped to an Application Server. The Application Server is the set of all ASPs associated with a specific Routing Key. Each ASP in this set may be active, inactive or unavailable. Active ASPs handle traffic; inactive ASPs might be used when active ASPs become unavailable. The failover model supports an 'n+k' redundancy model, where 'n' ASPs is the minimum number of redundant ASPs required to handle traffic and 'k' ASPs are available to take over for a failed or unavailable ASP. A '1+1' active/backup redundancy is a subset of this model. A simplex '1+0' model is also supported as a subset, with no ASP redundancy. 1.4.5 Flow Control Local Management at an ASP may wish to stop traffic across an SCTP association to temporarily remove the association from service or to perform testing and maintenance activity. The function could optionally be used to control the start of traffic on to a newly available SCTP association. 1.4.6 Congestion Management The M3UA layer is informed of local and IP network congestion by means of an implementation-dependent function (e.g., an implementation dependent indication from the SCTP of IP network congestion). At an ASP or IPSP, the M3UA layer indicates congestion to local MTP3-Users by means of an MTP-STATUS primitive, as per current MTP3 procedures, to invoke appropriate upper layer responses. When an SG determines that the transport of SS7 messages to a Signalling Point Management Cluster (SPMC) is encountering congestion, the SG MAY trigger SS7 MTP3 Transfer Controlled management messages to originating SS7 nodes, per the congestion procedures of the relevant MTP3 standard. The triggering of SS7 MTP3 Management messages from an SG is an implementation-dependent function. Sidebottom, et. al. Standards Track [Page 16]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The M3UA layer at an ASP or IPSP MAY indicate local congestion to an M3UA peer with an SCON message. When an SG receives a congestion message (SCON) from an ASP, and the SG determines that an SPMC is now encountering congestion, it MAY trigger SS7 MTP3 Transfer Controlled management messages to concerned SS7 destinations according to congestion procedures of the relevant MTP3 standard. 1.4.7 SCTP Stream Mapping. The M3UA layer at both the SGP and ASP also supports the assignment of signalling traffic into streams within an SCTP association. Traffic that requires sequencing SHOULD be assigned to the same stream. To accomplish this, MTP3-User traffic may be assigned to individual streams based on, for example, the SLS value in the MTP3 Routing Label or the ISUP CIC assignment, subject of course to the maximum number of streams supported by the underlying SCTP association. 1.4.8 Client/Server Model It is recommended that the SGP and ASP be able to support both client and server operation. The peer endpoints using M3UA SHOULD be configured so that one always takes on the role of client and the other the role of server for initiating SCTP associations. The default orientation would be for the SGP to take on the role of server while the ASP is the client. In this case, ASPs SHOULD initiate the SCTP association to the SGP. In the case of IPSP to IPSP communication, the peer endpoints using M3UA SHOULD be configured so that one always takes on the role of client and the other the role of server for initiating SCTP associations. The SCTP and TCP Registered User Port Number Assignment for M3UA is 2905. Sidebottom, et. al. Standards Track [Page 17]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.5 Sample Configuration 1.5.1 Example 1: ISUP Message Transport ******** SS7 ***************** IP ******** * SEP *---------* SGP *--------* ASP * ******** ***************** ******** +------+ +---------------+ +------+ | ISUP | | (NIF) | | ISUP | +------+ +------+ +------+ +------+ | MTP3 | | MTP3 | | M3UA | | M3UA | +------| +------+-+------+ +------+ | MTP2 | | MTP2 | | SCTP | | SCTP | +------+ +------+ +------+ +------+ | L1 | | L1 | | IP | | IP | +------+ +------+ +------+ +------+ |_______________| |______________| SEP - SS7 Signalling End Point SCTP - Stream Control Transmission Protocol NIF - Nodal Interworking Function In this example, the SGP provides an implementation-dependent nodal interworking function (NIF) that allows the MGC to exchange SS7 signalling messages with the SS7-based SEP. The NIF within the SGP serves as the interface within the SGP between the MTP3 and M3UA. This nodal interworking function has no visible peer protocol with either the MGC or SEP. It also provides network status information to one or both sides of the network. For internal SGP modeling purposes, at the NIF level, SS7 signalling messages that are destined to the MGC are received as MTP-TRANSFER indication primitives from the MTP Level 3 upper layer interface, translated to MTP-TRANSFER request primitives, and sent to the local M3UA-resident message distribution function for ongoing routing to the final IP destination. Messages received from the local M3UA network address translation and mapping function as MTP-TRANSFER indication primitives are sent to the MTP Level 3 upper layer interface as MTP-TRANSFER request primitives for ongoing MTP Level 3 routing to an SS7 SEP. For the purposes of providing SS7 network status information the NIF also delivers MTP-PAUSE, MTP-RESUME and MTP-STATUS indication primitives received from the MTP Level 3 upper layer interface to the local M3UA-resident management function. In addition, as an implementation and network option, restricted destinations are communicated from MTP network management to the local M3UA-resident management function. Sidebottom, et. al. Standards Track [Page 18]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.5.2 Example 2: SCCP Transport between IPSPs ******** IP ******** * IPSP * * IPSP * ******** ******** +------+ +------+ |SCCP- | |SCCP- | | User | | User | +------+ +------+ | SCCP | | SCCP | +------+ +------+ | M3UA | | M3UA | +------+ +------+ | SCTP | | SCTP | +------+ +------+ | IP | | IP | +------+ +------+ |________________| This example shows an architecture where no Signalling Gateway is used. In this example, SCCP messages are exchanged directly between two IP-resident IPSPs with resident SCCP-User protocol instances, such as RANAP or TCAP. SS7 network interworking is not required, therefore there is no MTP3 network management status information for the SCCP and SCCP-User protocols to consider. Any MTP-PAUSE, MTP- RESUME or MTP-STATUS indications from the M3UA layer to the SCCP layer should consider the status of the SCTP Association and underlying IP network and any congestion information received from the remote site. Sidebottom, et. al. Standards Track [Page 19]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 1.5.3 Example 3: SGP Resident SCCP Layer, with Remote ASP ******** SS7 ***************** IP ******** * SEP *---------* *--------* * * or * * SGP * * ASP * * STP * * * * * ******** ***************** ******** +------+ +---------------+ +------+ | SCCP-| | SCCP | | SCCP-| | User | +---------------+ | User | +------+ | _____ | +------+ | SCCP | | | | | | SCCP | +------+ +------+-+------+ +------+ | MTP3 | | MTP3 | | M3UA | | M3UA | +------| +------+ +------+ +------+ | MTP2 | | MTP2 | | SCTP | | SCTP | +------+ +------+ +------+ +------+ | L1 | | L1 | | IP | | IP | +------+ +------+ +------+ +------+ |_______________| |______________| STP - SS7 Signalling Transfer Point In this example, the SGP contains an instance of the SS7 SCCP protocol layer that may, for example, perform the SCCP Global Title Translation (GTT) function for messages logically addressed to the SG SCCP. If the result of a GTT for an SCCP message yields an SS7 DPC or DPC/SSN address of an SCCP peer located in the IP domain, the resulting MTP-TRANSFER request primitive is sent to the local M3UA- resident network address translation and mapping function for ongoing routing to the final IP destination. Similarly, the SCCP instance in an SGP can perform the SCCP GTT service for messages logically addressed to it from SCCP peers in the IP domain. In this case, MTP-TRANSFER indication primitives are sent from the local M3UA-resident network address translation and mapping function to the SCCP for GTT. If the result of the GTT yields the address of an SCCP peer in the SS7 network then the resulting MTP- TRANSFER request primitive is given to the MTP3 for delivery to an SS7-resident node. It is possible that the above SCCP GTT at the SGP could yield the address of an SCCP peer in the IP domain and the resulting MTP- TRANSFER request primitive would be sent back to the M3UA layer for delivery to an IP destination. Sidebottom, et. al. Standards Track [Page 20]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 For internal SGP modeling purposes, this may be accomplished with the use of an implementation-dependent nodal interworking function within the SGP that effectively sits below the SCCP and routes MTP-TRANSFER request/indication messages to/from both the MTP3 and the M3UA layer, based on the SS7 DPC or DPC/SSN address information. This nodal interworking function has no visible peer protocol with either the ASP or SEP. Note that the services and interface provided by the M3UA layer are the same as in Example 1 and the functions taking place in the SCCP entity are transparent to the M3UA layer. The SCCP protocol functions are not reproduced in the M3UA protocol. 1.6 Definition of M3UA Boundaries 1.6.1 Definition of the Boundary between M3UA and an MTP3-User. From ITU Q.701 [7]: MTP-TRANSFER request MTP-TRANSFER indication MTP-PAUSE indication MTP-RESUME indication MTP-STATUS indication 1.6.2 Definition of the Boundary between M3UA and SCTP An example of the upper layer primitives provided by the SCTP are provided in Reference [17] Section 10. 1.6.3 Definition of the Boundary between M3UA and Layer Management M-SCTP_ESTABLISH request Direction: LM -> M3UA Purpose: LM requests ASP to establish an SCTP association with its peer. M-STCP_ESTABLISH confirm Direction: M3UA -> LM Purpose: ASP confirms to LM that it has established an SCTP association with its peer. M-SCTP_ESTABLISH indication Direction: M3UA -> LM Purpose: M3UA informs LM that a remote ASP has established an SCTP association. Sidebottom, et. al. Standards Track [Page 21]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 M-SCTP_RELEASE request Direction: LM -> M3UA Purpose: LM requests ASP to release an SCTP association with its peer. M-SCTP_RELEASE confirm Direction: M3UA -> LM Purpose: ASP confirms to LM that it has released SCTP association with its peer. M-SCTP_RELEASE indication Direction: M3UA -> LM Purpose: M3UA informs LM that a remote ASP has released an SCTP Association or the SCTP association has failed. M-SCTP_RESTART indication Direction: M3UA -> LM Purpose: M3UA informs LM that an SCTP restart indication has been received. M-SCTP_STATUS request Direction: LM -> M3UA Purpose: LM requests M3UA to report the status of an SCTP association. M-SCTP_STATUS confirm Direction: M3UA -> LM Purpose: M3UA responds with the status of an SCTP association. M-SCTP STATUS indication Direction: M3UA -> LM Purpose: M3UA reports the status of an SCTP association. M-ASP_STATUS request Direction: LM -> M3UA Purpose: LM requests M3UA to report the status of a local or remote ASP. M-ASP_STATUS confirm Direction: M3UA -> LM Purpose: M3UA reports status of local or remote ASP. M-AS_STATUS request Direction: LM -> M3UA Purpose: LM requests M3UA to report the status of an AS. Sidebottom, et. al. Standards Track [Page 22]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 M-AS_STATUS confirm Direction: M3UA -> LM Purpose: M3UA reports the status of an AS. M-NOTIFY indication Direction: M3UA -> LM Purpose: M3UA reports that it has received a Notify message from its peer. M-ERROR indication Direction: M3UA -> LM Purpose: M3UA reports that it has received an Error message from its peer or that a local operation has been unsuccessful. M-ASP_UP request Direction: LM -> M3UA Purpose: LM requests ASP to start its operation and send an ASP Up message to its peer. M-ASP_UP confirm Direction: M3UA -> LM Purpose: ASP reports that is has received an ASP UP Ack message from its peer. M-ASP_UP indication Direction: M3UA -> LM Purpose: M3UA reports it has successfully processed an incoming ASP Up message from its peer. M-ASP_DOWN request Direction: LM -> M3UA Purpose: LM requests ASP to stop its operation and send an ASP Down message to its peer. M-ASP_DOWN confirm Direction: M3UA -> LM Purpose: ASP reports that is has received an ASP Down Ack message from its peer. M-ASP_DOWN indication Direction: M3UA -> LM Purpose: M3UA reports it has successfully processed an incoming ASP Down message from its peer, or the SCTP association has been lost/reset. Sidebottom, et. al. Standards Track [Page 23]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 M-ASP_ACTIVE request Direction: LM -> M3UA Purpose: LM requests ASP to send an ASP Active message to its peer. M-ASP_ACTIVE confirm Direction: M3UA -> LM Purpose: ASP reports that is has received an ASP Active Ack message from its peer. M-ASP_ACTIVE indication Direction: M3UA -> LM Purpose: M3UA reports it has successfully processed an incoming ASP Active message from its peer. M-ASP_INACTIVE request Direction: LM -> M3UA Purpose: LM requests ASP to send an ASP Inactive message to its peer. M-ASP_INACTIVE confirm Direction: LM -> M3UA Purpose: ASP reports that is has received an ASP Inactive Ack message from its peer. M-ASP_INACTIVE indication Direction: M3UA -> LM Purpose: M3UA reports it has successfully processed an incoming ASP Inactive message from its peer. M-AS_ACTIVE indication Direction: M3UA -> LM Purpose: M3UA reports that an AS has moved to the AS-ACTIVE state. M-AS_INACTIVE indication Direction: M3UA -> LM Purpose: M3UA reports that an AS has moved to the AS-INACTIVE state. M-AS_DOWN indication Direction: M3UA -> LM Purpose: M3UA reports that an AS has moved to the AS-DOWN state. If dynamic registration of RK is supported by the M3UA layer, the layer MAY support the following additional primitives: M-RK_REG request Direction: LM -> M3UA Purpose: LM requests ASP to register RK(s) with its peer by sending REG REQ message Sidebottom, et. al. Standards Track [Page 24]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 M-RK_REG confirm Direction: M3UA -> LM Purpose: ASP reports that it has received REG RSP message with registration status as successful from its peer. M-RK_REG indication Direction: M3UA -> LM Purpose: M3UA informs LM that it has successfully processed an incoming REG REQ message. M-RK_DEREG request Direction: LM -> M3UA Purpose: LM requests ASP to deregister RK(s) with its peer by sending DEREG REQ message. M-RK_DEREG confirm Direction: M3UA -> LM Purpose: ASP reports that it has received DEREG REQ message with deregistration status as successful from its peer. M-RK_DEREG indication Direction: M3UA -> LM Purpose: M3UA informs LM that it has successfully processed an incoming DEREG REQ from its peer. 2. Conventions The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD, SHOULD NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when they appear in this document, are to be interpreted as described in [20]. 3. M3UA Protocol Elements The general M3UA message format includes a Common Message Header followed by zero or more parameters as defined by the Message Type. For forward compatibility, all Message Types may have attached parameters even if none are specified in this version. Sidebottom, et. al. Standards Track [Page 25]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 3.1 Common Message Header The protocol messages for MTP3-User Adaptation require a message header which contains the adaptation layer version, the message type, and message length. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Version | Reserved | Message Class | Message Type | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Message Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / / All fields in an M3UA message MUST be transmitted in the network byte order, unless otherwise stated. 3.1.1 M3UA Protocol Version: 8 bits (unsigned integer) The version field contains the version of the M3UA adaptation layer. The supported versions are the following: 1 Release 1.0 3.1.2 Message Classes and Types The following list contains the valid Message Classes: Message Class: 8 bits (unsigned integer) The following list contains the valid Message Type Classes: 0 Management (MGMT) Messages 1 Transfer Messages 2 SS7 Signalling Network Management (SSNM) Messages 3 ASP State Maintenance (ASPSM) Messages 4 ASP Traffic Maintenance (ASPTM) Messages 5 Reserved for Other Sigtran Adaptation Layers 6 Reserved for Other Sigtran Adaptation Layers 7 Reserved for Other Sigtran Adaptation Layers 8 Reserved for Other Sigtran Adaptation Layers 9 Routing Key Management (RKM) Messages 10 to 127 Reserved by the IETF 128 to 255 Reserved for IETF-Defined Message Class extensions Sidebottom, et. al. Standards Track [Page 26]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Message Type: 8 bits (unsigned integer) The following list contains the message types for the defined messages. Management (MGMT) Messages (See Section 3.8) 0 Error (ERR) 1 Notify (NTFY) 2 to 127 Reserved by the IETF 128 to 255 Reserved for IETF-Defined MGMT extensions Transfer Messages (See Section 3.3) 0 Reserved 1 Payload Data (DATA) 2 to 127 Reserved by the IETF 128 to 255 Reserved for IETF-Defined Transfer extensions SS7 Signalling Network Management (SSNM) Messages (See Section 3.4) 0 Reserved 1 Destination Unavailable (DUNA) 2 Destination Available (DAVA) 3 Destination State Audit (DAUD) 4 Signalling Congestion (SCON) 5 Destination User Part Unavailable (DUPU) 6 Destination Restricted (DRST) 7 to 127 Reserved by the IETF 128 to 255 Reserved for IETF-Defined SSNM extensions ASP State Maintenance (ASPSM) Messages (See Section 3.5) 0 Reserved 1 ASP Up (ASPUP) 2 ASP Down (ASPDN) 3 Heartbeat (BEAT) 4 ASP Up Acknowledgement (ASPUP ACK) 5 ASP Down Acknowledgement (ASPDN ACK) 6 Heartbeat Acknowledgement (BEAT ACK) 7 to 127 Reserved by the IETF 128 to 255 Reserved for IETF-Defined ASPSM extensions Sidebottom, et. al. Standards Track [Page 27]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 ASP Traffic Maintenance (ASPTM) Messages (See Section 3.7) 0 Reserved 1 ASP Active (ASPAC) 2 ASP Inactive (ASPIA) 3 ASP Active Acknowledgement (ASPAC ACK) 4 ASP Inactive Acknowledgement (ASPIA ACK) 5 to 127 Reserved by the IETF 128 to 255 Reserved for IETF-Defined ASPTM extensions Routing Key Management (RKM) Messages (See Section 3.6) 0 Reserved 1 Registration Request (REG REQ) 2 Registration Response (REG RSP) 3 Deregistration Request (DEREG REQ) 4 Deregistration Response (DEREG RSP) 5 to 127 Reserved by the IETF 128 to 255 Reserved for IETF-Defined RKM extensions 3.1.3 Reserved: 8 bits The Reserved field SHOULD be set to all '0's and ignored by the receiver. 3.1.4 Message Length: 32-bits (unsigned integer) The Message Length defines the length of the message in octets, including the Common Header. The Message Length MUST include parameter padding bytes, if any. Note: A receiver SHOULD accept the message whether or not the final parameter padding is included in the message length. Sidebottom, et. al. Standards Track [Page 28]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 3.2 Variable Length Parameter Format M3UA messages consist of a Common Header followed by zero or more variable length parameters, as defined by the message type. All the parameters contained in a message are defined in a Tag Length-Value format as shown below. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Parameter Tag | Parameter Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Parameter Value / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Where more than one parameter is included in a message, the parameters may be in any order, except where explicitly mandated. A receiver SHOULD accept the parameters in any order. Parameter Tag: 16 bits (unsigned integer) The Tag field is a 16-bit identifier of the type of parameter. It takes a value of 0 to 65534. Common parameters used by adaptation layers are in the range of 0x00 to 0x3f. M3UA-specific parameters have Tags in the range 0x0200 to 0x02ff. The parameter Tags defined are as follows: Common Parameters. These TLV parameters are common across the different adaptation layers: Parameter Name Parameter ID ============== ============ Reserved 0x0000 Not Used in M3UA 0x0001 Not Used in M3UA 0x0002 Not Used in M3UA 0x0003 INFO String 0x0004 Not Used in M3UA 0x0005 Routing Context 0x0006 Diagnostic Information 0x0007 Not Used in M3UA 0x0008 Heartbeat Data 0x0009 Not Used in M3UA 0x000a Traffic Mode Type 0x000b Error Code 0x000c Status 0x000d Sidebottom, et. al. Standards Track [Page 29]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Not Used in M3UA 0x000e Not Used in M3UA 0x000f Not Used in M3UA 0x0010 ASP Identifier 0x0011 Affected Point Code 0x0012 Correlation ID 0x0013 M3UA-Specific parameters. These TLV parameters are specific to the M3UA protocol: Network Appearance 0x0200 Reserved 0x0201 Reserved 0x0202 Reserved 0x0203 User/Cause 0x0204 Congestion Indications 0x0205 Concerned Destination 0x0206 Routing Key 0x0207 Registration Result 0x0208 Deregistration Result 0x0209 Local_Routing Key Identifier 0x020a Destination Point Code 0x020b Service Indicators 0x020c Reserved 0x020d Originating Point Code List 0x020e Circuit Range 0x020f Protocol Data 0x0210 Reserved 0x0211 Registration Status 0x0212 Deregistration Status 0x0213 Reserved by the IETF 0x0214 to 0xffff The value of 65535 is reserved for IETF-defined extensions. Values other than those defined in specific parameter description are reserved for use by the IETF. Parameter Length: 16 bits (unsigned integer) The Parameter Length field contains the size of the parameter in bytes, including the Parameter Tag, Parameter Length, and Parameter Value fields. Thus, a parameter with a zero-length Parameter Value field would have a Length field of 4. The Parameter Length does not include any padding bytes. Sidebottom, et. al. Standards Track [Page 30]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Parameter Value: variable length. The Parameter Value field contains the actual information to be transferred in the parameter. The total length of a parameter (including Tag, Parameter Length and Value fields) MUST be a multiple of 4 bytes. If the length of the parameter is not a multiple of 4 bytes, the sender pads the Parameter at the end (i.e., after the Parameter Value field) with all zero bytes. The length of the padding is NOT included in the parameter length field. A sender SHOULD NOT pad with more than 3 bytes. The receiver MUST ignore the padding bytes. 3.3 Transfer Messages The following section describes the Transfer messages and parameter contents. 3.3.1 Payload Data Message (DATA) The DATA message contains the SS7 MTP3-User protocol data, which is an MTP-TRANSFER primitive, including the complete MTP3 Routing Label. The DATA message contains the following variable length parameters: Network Appearance Optional Routing Context Optional Protocol Data Mandatory Correlation Id Optional Sidebottom, et. al. Standards Track [Page 31]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The following format MUST be used for the Data Message: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0200 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Network Appearance | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0006 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Routing Context | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0210 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Protocol Data / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0013 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Correlation Id | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Network Appearance: 32-bits (unsigned integer) The Network Appearance parameter identifies the SS7 network context for the message and implicitly identifies the SS7 Point Code format used, the SS7 Network Indicator value, and the MTP3 and possibly the MTP3-User protocol type/variant/version used within the specific SS7 network. Where an SG operates in the context of a single SS7 network, or individual SCTP associations are dedicated to each SS7 network context, the Network Appearance parameter is not required. In other cases the parameter may be configured to be present for the use of the receiver. The Network Appearance parameter value is of local significance only, coordinated between the SGP and ASP. Therefore, in the case where an ASP is connected to more than one SGP, the same SS7 network context may be identified by different Network Appearance values depending over which SGP a message is being transmitted/received. Where the optional Network Appearance parameter is present, it must be the first parameter in the message as it defines the format of the Protocol Data field. Sidebottom, et. al. Standards Track [Page 32]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 IMPLEMENTATION NOTE: For simplicity of configuration it may be desirable to use the same NA value across all nodes sharing a particular network context. Routing Context: 32-bits (unsigned integer) The Routing Context parameter contains the Routing Context value associated with the DATA message. Where a Routing Key has not been coordinated between the SGP and ASP, sending of Routing Context is not required. Where multiple Routing Keys and Routing Contexts are used across a common association, the Routing Context MUST be sent to identify the traffic flow, assisting in the internal distribution of Data messages. Protocol Data: variable length The Protocol Data parameter contains the original SS7 MTP3 message, including the Service Information Octet and Routing Label. The Protocol Data parameter contains the following fields: Service Indicator, Network Indicator, Message Priority. Destination Point Code, Originating Point Code, Signalling Link Selection Code (SLS). User Protocol Data. Includes: MTP3-User protocol elements (e.g., ISUP, SCCP, or TUP parameters). Sidebottom, et. al. Standards Track [Page 33]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The Protocol Data parameter is encoded as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Originating Point Code | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Destination Point Code | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SI | NI | MP | SLS | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / User Protocol Data / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Originating Point Code: 32 bits (unsigned integer) Destination Point Code: 32 bits (unsigned integer) The Originating and Destination Point Code fields contains the OPC and DPC from the routing label of the original SS7 message in Network Byte Order, justified to the least significant bit. Unused bits are coded `0'. Service Indicator: 8 bits (unsigned integer) The Service Indicator field contains the SI field from the original SS7 message justified to the least significant bit. Unused bits are coded `0'. Network Indicator: 8-bits (unsigned integer) The Network Indicator contains the NI field from the original SS7 message justified to the least significant bit. Unused bits are coded `0'. Message Priority: 8 bits (unsigned integer) The Message Priority field contains the MP bits (if any) from the original SS7 message, both for ANSI-style and TTC-style [29] message priority bits. The MP bits are aligned to the least significant bit. Unused bits are coded `0'. Sidebottom, et. al. Standards Track [Page 34]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Signalling Link Selection: 8 bits (unsigned integer) The Signalling Link Selection field contains the SLS bits from the routing label of the original SS7 message justified to the least significant bit and in Network Byte Order. Unused bits are coded `0'. User Protocol Data: (byte string) The User Protocol Data field contains a byte string of MTP-User information from the original SS7 message starting with the first byte of the original SS7 message following the Routing Label. Correlation Id: 32-bits (unsigned integer) The Correlation Id parameter uniquely identifies the MSU carried in the Protocol Data within an AS. This Correlation Id parameter is assigned by the sending M3UA. 3.4 SS7 Signalling Network Management (SSNM) Messages 3.4.1 Destination Unavailable (DUNA) The DUNA message is sent from an SGP in an SG to all concerned ASPs to indicate that the SG has determined that one or more SS7 destinations are unreachable. It is also sent by an SGP in response to a message from the ASP to an unreachable SS7 destination. As an implementation option the SG may suppress the sending of subsequent 'response' DUNA messages regarding a certain unreachable SS7 destination for a certain period to give the remote side time to react. If there is no alternate route via another SG, the MTP3-User at the ASP is expected to stop traffic to the affected destination via the SG as per the defined MTP3-User procedures. Sidebottom, et. al. Standards Track [Page 35]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The DUNA message contains the following parameters: Network Appearance Optional Routing Context Optional Affected Point Code Mandatory INFO String Optional The format for DUNA Message parameters is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0200 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Network Appearance | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0006 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Routing Context / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0012 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask | Affected PC 1 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / ... / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask | Affected PC n | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0004 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / INFO String / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Network Appearance: 32-bit unsigned integer See Section 3.3.1 Routing Context: n x 32-bits (unsigned integer) The optional Routing Context parameter contains the Routing Context values associated with the DUNA message. Where a Routing Key has not been coordinated between the SGP and ASP, sending of Sidebottom, et. al. Standards Track [Page 36]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Routing Context is not required. Where multiple Routing Keys and Routing Contexts are used across a common association, the Routing Context(s) MUST be sent to identify the concerned traffic flows for which the DUNA message applies, assisting in outgoing traffic management and internal distribution of MTP-PAUSE indications to MTP3-Users at the receiver. Affected Point Code: n x 32-bits The Affected Point Code parameter contains a list of Affected Destination Point Code fields, each a three-octet parameter to allow for 14-, 16- and 24-bit binary formatted SS7 Point Codes. Affected Point Codes that are less than 24-bits, are padded on the left to the 24-bit boundary. The encoding is shown below for ANSI and ITU Point Code examples. ANSI 24-bit Point Code: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask | Network | Cluster | Member | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |MSB-----------------------------------------LSB| ITU 14-bit Point Code: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask |0 0 0 0 0 0 0 0 0 0|Zone | Region | SP | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |MSB--------------------LSB| It is optional to send an Affected Point Code parameter with more than one Affected PC but it is mandatory to receive it. Including multiple Affected PCs may be useful when reception of an MTP3 management message or a linkset event simultaneously affects the availability status of a list of destinations at an SG. Sidebottom, et. al. Standards Track [Page 37]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Mask: 8-bits (unsigned integer) The Mask field can be used to identify a contiguous range of Affected Destination Point Codes. Identifying a contiguous range of Affected DPCs may be useful when reception of an MTP3 management message or a linkset event simultaneously affects the availability status of a series of destinations at an SG. The Mask parameter is an integer representing a bit mask that can be applied to the related Affected PC field. The bit mask identifies how many bits of the Affected PC field are significant and which are effectively 'wildcarded'. For example, a mask of '8' indicates that the last eight bits of the PC is 'wildcarded'. For an ANSI 24-bit Affected PC, this is equivalent to signalling that all PCs in an ANSI Cluster are unavailable. A mask of '3' indicates that the last three bits of the PC is 'wildcarded'. For a 14-bit ITU Affected PC, this is equivalent to signaling that an ITU Region is unavailable. A mask value equal (or greater than) the number of bits in the PC indicates that the entire network appearance is affected - this is used to indicate network isolation to the ASP. INFO String: variable length The optional INFO String parameter can carry any meaningful UTF-8 [10] character string along with the message. Length of the INFO String parameter is from 0 to 255 octets. No procedures are presently identified for its use but the INFO String MAY be used for debugging purposes. 3.4.2 Destination Available (DAVA) The DAVA message is sent from an SGP to all concerned ASPs to indicate that the SG has determined that one or more SS7 destinations are now reachable (and not restricted), or in response to a DAUD message if appropriate. If the ASP M3UA layer previously had no routes to the affected destinations the ASP MTP3-User protocol is informed and may now resume traffic to the affected destination. The ASP M3UA layer now routes the MTP3-user traffic through the SG initiating the DAVA message. Sidebottom, et. al. Standards Track [Page 38]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The DAVA message contains the following parameters: Network Appearance Optional Routing Context Optional Affected Point Code Mandatory INFO String Optional The format and description of the Network Appearance, Routing Context, Affected Point Code and INFO String parameters is the same as for the DUNA message (See Section 3.4.1). 3.4.3 Destination State Audit (DAUD) The DAUD message MAY be sent from the ASP to the SGP to audit the availability/congestion state of SS7 routes from the SG to one or more affected destinations. The DAUD message contains the following parameters: Network Appearance Optional Routing Context Optional Affected Point Code Mandatory INFO String Optional The format and description of DAUD Message parameters is the same as for the DUNA message (See Section 3.4.1). 3.4.4 Signalling Congestion (SCON) The SCON message can be sent from an SGP to all concerned ASPs to indicate that an SG has determined that there is congestion in the SS7 network to one or more destinations, or to an ASP in response to a DATA or DAUD message as appropriate. For some MTP protocol variants (e.g., ANSI MTP) the SCON message may be sent when the SS7 congestion level changes. The SCON message MAY also be sent from the M3UA layer of an ASP to an M3UA peer indicating that the M3UA layer or the ASP is congested. The SCON message contains the following parameters: Network Appearance Optional Routing Context Optional Affected Point Code Mandatory Concerned Destination Optional Congestion Indications Optional INFO String Optional Sidebottom, et. al. Standards Track [Page 39]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The format for SCON Message parameters is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0200 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Network Appearance | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0006 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Routing Context / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0012 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask | Affected PC 1 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / ... / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask | Affected PC n | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0206 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | reserved | Concerned DPC | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0205 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Reserved | Cong. Level | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0004 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / INFO String / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Sidebottom, et. al. Standards Track [Page 40]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The format and description of the Network Appearance, Routing Context, Affected Point Code, and INFO String parameters is the same as for the DUNA message (See Section 3.4.1). The Affected Point Code parameter can be used to indicate congestion of multiple destinations or ranges of destinations. Concerned Destination: 32-bits The optional Concerned Destination parameter is only used if the SCON message is sent from an ASP to the SGP. It contains the point code of the originator of the message that triggered the SCON message. The Concerned Destination parameter contains one Concerned Destination Point Code field, a three-octet parameter to allow for 14-, 16- and 24-bit binary formatted SS7 Point Codes. A Concerned Point Code that is less than 24-bits is padded on the left to the 24-bit boundary. Any resulting Transfer Controlled (TFC) message from the SG is sent to the Concerned Point Code using the single Affected DPC contained in the SCON message to populate the (affected) Destination field of the TFC message Congested Indications: 32-bits The optional Congestion Indications parameter contains a Congestion Level field. This optional parameter is used to communicate congestion levels in national MTP networks with multiple congestion thresholds, such as in ANSI MTP3. For MTP congestion methods without multiple congestion levels (e.g., the ITU international method) the parameter is not included. Congestion Level field: 8-bits (unsigned integer) The Congestion Level field, associated with all of the Affected DPC(s) in the Affected Destinations parameter, contains one of the following values: 0 No Congestion or Undefined 1 Congestion Level 1 2 Congestion Level 2 3 Congestion Level 3 Sidebottom, et. al. Standards Track [Page 41]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The congestion levels are defined in the congestion method in the appropriate national MTP recommendations [7,8]. 3.4.5 Destination User Part Unavailable (DUPU) The DUPU message is used by an SGP to inform concerned ASPs that a remote peer MTP3-User Part (e.g., ISUP or SCCP) at an SS7 node is unavailable. The DUPU message contains the following parameters: Network Appearance Optional Routing Context Optional Affected Point Code Mandatory User/Cause Mandatory INFO String Optional The format for DUPU message parameters is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0200 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Network Appearance | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0006 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Routing Context / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0012 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask = 0 | Affected PC | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0204 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Cause | User | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0004 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / INFO String / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Sidebottom, et. al. Standards Track [Page 42]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 User/Cause: 32-bits The Unavailability Cause and MTP3-User Identity fields, associated with the Affected PC in the Affected Point Code parameter, are encoded as follows: Unavailability Cause field: 16-bits (unsigned integer) The Unavailability Cause parameter provides the reason for the unavailability of the MTP3-User. The valid values for the Unavailability Cause parameter are shown in the following table. The values agree with those provided in the SS7 MTP3 User Part Unavailable message. Depending on the MTP3 protocol used in the Network Appearance, additional values may be used - the specification of the relevant MTP3 protocol variant/version recommendation is definitive. 0 Unknown 1 Unequipped Remote User 2 Inaccessible Remote User MTP3-User Identity field: 16-bits (unsigned integer) The MTP3-User Identity describes the specific MTP3-User that is unavailable (e.g., ISUP, SCCP, ...). Some of the valid values for the MTP3-User Identity are shown below. The values align with those provided in the SS7 MTP3 User Part Unavailable message and Service Indicator. Depending on the MTP3 protocol variant/version used in the network appearance, additional values may be used. The relevant MTP3 protocol variant/version recommendation is definitive. 0 to 2 Reserved 3 SCCP 4 TUP 5 ISUP 6 to 8 Reserved 9 Broadband ISUP 10 Satellite ISUP 11 Reserved 12 AAL type 2 Signalling 13 Bearer Independent Call Control (BICC) 14 Gateway Control Protocol 15 Reserved The format and description of the Affected Point Code parameter is the same as for the DUNA message (See Section 3.4.1.) except that the Mask field is not used and only a single Affected DPC is Sidebottom, et. al. Standards Track [Page 43]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 included. Ranges and lists of Affected DPCs cannot be signaled in a DUPU message, but this is consistent with UPU operation in the SS7 network. The Affected Destinations parameter in an MTP3 User Part Unavailable message (UPU) received by an SGP from the SS7 network contains only one destination. The format and description of the Network Appearance, Routing Context, and INFO String parameters is the same as for the DUNA message (See Section 3.4.1). 3.4.6 Destination Restricted (DRST) The DRST message is optionally sent from the SGP to all concerned ASPs to indicate that the SG has determined that one or more SS7 destinations are now restricted from the point of view of the SG, or in response to a DAUD message if appropriate. The M3UA layer at the ASP is expected to send traffic to the affected destination via an alternate SG with route(s) of equal priority, but only if such an alternate route exists and is available. If the affected destination is currently considered unavailable by the ASP, The MTP3-User should be informed that traffic to the affected destination can be resumed. In this case, the M3UA layer should route the traffic through the SG initiating the DRST message. This message is optional for the SG to send and it is optional for the ASP to act on any information received in the message. It is for use in the 'STP' case described in Section 1.4.1. The DRST message contains the following parameters: Network Appearance Optional Routing Context Optional Affected Point Code Mandatory INFO String Optional The format and description of the Network Appearance, Routing Context, Affected Point Code and INFO String parameters is the same as for the DUNA message (See Section 3.4.1). Sidebottom, et. al. Standards Track [Page 44]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 3.5 ASP State Maintenance (ASPSM) Messages 3.5.1 ASP Up The ASP Up message is used to indicate to a remote M3UA peer that the adaptation layer is ready to receive any ASPSM/ASPTM messages for all Routing Keys that the ASP is configured to serve. The ASP Up message contains the following parameters: ASP Identifier Optional INFO String Optional The format for ASP Up message parameters is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0011 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ASP Identifier | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0004 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / INFO String / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ASP Identifier: 32-bit unsigned integer The optional ASP Identifier parameter contains a unique value that is locally significant among the ASPs that support an AS. The SGP should save the ASP Identifier to be used, if necessary, with the Notify message (see Section 3.8.2). The format and description of the optional INFO String parameter is the same as for the DUNA message (See Section 3.4.1). Sidebottom, et. al. Standards Track [Page 45]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 3.5.2 ASP Up Acknowledgement (ASP Up Ack) The ASP UP Ack message is used to acknowledge an ASP Up message received from a remote M3UA peer. The ASP Up Ack message contains the following parameters: INFO String (optional) The format for ASP Up Ack message parameters is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag =0x0004 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / INFO String / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ The format and description of the optional INFO String parameter is the same as for the DUNA message (See Section 3.4.1). The INFO String in an ASP Up Ack message is independent from the INFO String in the ASP Up message (i.e., it does not have to echo back the INFO String received). 3.5.3 ASP Down The ASP Down message is used to indicate to a remote M3UA peer that the adaptation layer is NOT ready to receive DATA, SSNM, RKM or ASPTM messages. The ASP Down message contains the following parameters: INFO String Optional Sidebottom, et. al. Standards Track [Page 46]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The format for the ASP Down message parameters is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag =0x0004 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / INFO String / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ The format and description of the optional INFO String parameter is the same as for the DUNA message (See Section 3.4.1). 3.5.4 ASP Down Acknowledgement (ASP Down Ack) The ASP Down Ack message is used to acknowledge an ASP Down message received from a remote M3UA peer. The ASP Down Ack message contains the following parameters: INFO String Optional The format for the ASP Down Ack message parameters is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0004 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / INFO String / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ The format and description of the optional INFO String parameter is the same as for the DUNA message (See Section 3.4.1). The INFO String in an ASP Down Ack message is independent from the INFO String in the ASP Down message (i.e., it does not have to echo back the INFO String received). Sidebottom, et. al. Standards Track [Page 47]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 3.5.5 Heartbeat (BEAT) The BEAT message is optionally used to ensure that the M3UA peers are still available to each other. It is recommended for use when the M3UA runs over a transport layer other than the SCTP, which has its own heartbeat. The BEAT message contains the following parameters: Heartbeat Data Optional The format for the BEAT message is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0009 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Heartbeat Data / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ The Heartbeat Data parameter contents are defined by the sending node. The Heartbeat Data could include, for example, a Heartbeat Sequence Number and/or Timestamp. The receiver of a BEAT message does not process this field as it is only of significance to the sender. The receiver MUST respond with a BEAT Ack message. 3.5.6 Heartbeat Acknowledgement (BEAT Ack) The BEAT Ack message is sent in response to a received BEAT message. It includes all the parameters of the received BEAT message, without any change. 3.6 Routing Key Management (RKM) Messages [Optional] 3.6.1 Registration Request (REG REQ) The REG REQ message is sent by an ASP to indicate to a remote M3UA peer that it wishes to register one or more given Routing Keys with the remote peer. Typically, an ASP would send this message to an SGP, and expects to receive a REG RSP message in return with an associated Routing Context value. Sidebottom, et. al. Standards Track [Page 48]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The REG REQ message contains the following parameters: Routing Key Mandatory One or more Routing Key parameters MAY be included. The format for the REG REQ message is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0207 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Routing Key 1 / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / ... / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0207 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Routing Key n / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Routing Key: variable length The Routing Key parameter is mandatory. The sender of this message expects that the receiver of this message will create a Routing Key entry and assign a unique Routing Context value to it, if the Routing Key entry does not already exist. The Routing Key parameter may be present multiple times in the same message. This is used to allow the registration of multiple Routing Keys in a single message. Sidebottom, et. al. Standards Track [Page 49]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The format of the Routing Key parameter is as follows. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Local-RK-Identifier | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Traffic Mode Type (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Destination Point Code | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Network Appearance (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Service Indicators (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Originating Point Code List (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Circuit Range List (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / ... / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Destination Point Code | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Service Indicators (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Originating Point Code List (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Circuit Range List (optional) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Note: The Destination Point Code, Service Indicators, Originating Point Code List and Circuit Range List parameters MAY be repeated as a grouping within the Routing Key parameter, in the structure shown above. Local-RK-Identifier: 32-bit unsigned integer The mandatory Local-RK-Identifier field is used to uniquely identify the registration request. The Identifier value is assigned by the ASP, and is used to correlate the response in an REG RSP message with the original registration request. The Identifier value must remain unique until the REG RSP message is received. Sidebottom, et. al. Standards Track [Page 50]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 The format of the Local-RK-Identifier field is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x020a | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Local-RK-Identifier value | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Traffic Mode Type: 32-bit (unsigned integer) The optional Traffic Mode Type parameter identifies the traffic mode of operation of the ASP(s) within an Application Server. The format of the Traffic Mode Type Identifier is as follows: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x000b | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Traffic Mode Type | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ The valid values for Traffic Mode Type are shown in the following table: 1 Override 2 Loadshare 3 Broadcast Destination Point Code: The Destination Point Code parameter is mandatory, and identifies the Destination Point Code of incoming SS7 traffic for which the ASP is registering. The format is the same as described for the Affected Destination parameter in the DUNA message (See Section 3.4.1). Its format is: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x020b | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Mask = 0 | Destination Point Code | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Sidebottom, et. al. Standards Track [Page 51]  RFC 3332 SS7 MTP3-User Adaptation Layer September 2002 Network Appearance: The optional Network Appearance parameter field identifies the SS7 network context for the Routing Key, and has the same format as in the DATA message (See Section 3.3.1). The absence of the Network Appearance parameter in the Routing Key indicates the use of any Network Appearance value. Its format is: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x0200 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Network Appearance | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Service Indicators (SI): n X 8-bit integers The optional SI [7,8] field contains one or more Service Indicators from the values as described in the MTP3-User Identity field of the DUPU message. The absence of the SI parameter in the Routing Key indicates the use of any SI value, excluding of course MTP management. Where an SI parameter does not contain a multiple of four SIs, the parameter is padded out to 32-byte alignment. The SI format is: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Tag = 0x020c | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SI #1 | SI #2 | SI #3 | SI #4 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / ... / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SI #n | 0 Padding, if necessary | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ OPC List: The Originating Point Code List parameter contains one or mor